Eric Mikkelson, a partner in the Corporate Finance Division and practice leader for its Investment Management group, is relentlessly focused on first understanding, then effectively and efficiently implementing the clients' business transaction goals. He regularly advises business clients on choice of entity, formation, offerings, securities, contracts, licensing, investment management, restructurings, redemptions, buy-sell/shareholder agreements, acquisitions, sales, mergers, exchanges, joint ventures, compliance, board and other governance, audits, disputes, controversy, liquidations, fund formations, venture capital, angel investment, dissolutions and similar matters.
His clients include corporations, limited liability companies, partnerships, registered investment advisers, registered broker-dealers, private equity funds, governments, individuals, and other entities. He has also served as outside general counsel to several companies, coordinating resources to serve the businesses' legal needs.
Eric provides compliance, transaction, exam, disclosure, and other advice to investment advisors and broker-dealers regarding SEC, FINRA, and other federal and state law.
Some of his recent successful client representations include deals ranging up to $1.2 billion: